Chapter 4A Triode Vacuum Tubes.
4A.1 The Triode (3 Element) Vacuum Tube.
4A.2 Triode Amplifier Graphical Analysis, Load Line.
4A.3 Triode Amplifier Small Signal Analysis.
4A.4 Resistance Coupled Amplifier Charts.
4A.5 The Miller Effect.
4A.6 Cathode Follower.
4A.7 Grounded Grid Amplifier.
4A.8 Cascode Amplifier.
4A.9 Problems.
4A.10 Answers to Problems.
Chapter 4A.
Triode Vacuum Tubes.
This chapter was not a part of the original textbook. Throughout most of my teaching career I assumed that the vacuum tube was dead. Somehow it kept coming back and saying "the rumors of my death are greatly exaggerated." My department head would not have looked kindly on the inclusion of a chapter on tubes because they were considered by physicists to be obsolete technology and not worthy of being taught in a modern physics department.After retiring I decided to put up a web site devoted to tube technology and see how much attention it would attract. I was amazed by the response. It seems that the venerable old boy just won't roll over and die the way some would like him to do. He won't even play dead. Because this book is linked from both a tube and transistor site I need to put in a good chapter on tube theory and practice. So here it is.
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4A.1 The Triode (3 Element) Vacuum Tube.
The tri part of triode means 3. There are three elements in a triode, the cathode, grid, and plate or anode. The heater doesn't count since it doesn't take part in the operation, it just provides the heat.history.
In the United States Lee De Forest is generally credited with inventing the triode. His claim is under considerable dispute particularly in the United Kingdom. Since I wasn't there I don't know what happened but I have my suspicions. Court records of a case of De Forest versus Armstrong make it clear that De Forest didn't really understand the operation of the tube. That doesn't prove that he didn't invent it, maybe he stumbled onto it by accident. Maybe he ripped off someone else. Even though it all happened barely 100 years ago the mists of history have already settled over the facts and likely we will never know. We have the three element tube even if we aren't quite sure who to thank for it.How it is made.
Photographs of the early Audions show a big spherical bulb with a filament like that in Edison's light bulb. Next to the filament is a grid which looks like hardware cloth (a very course window screen) and a flat plate. Modern triodes are usually cylindrical in construction with the filament or heater/cathode at the center, the grid surrounding it and the plate surrounding all as shown in Figure 4A.1 below.
Figure 4A.1 (a) filament type triode
and (b) heater type triode.
For a verbal description click here.
Figure 4A.2 Animation showing the
operation of a triode vacuum tube.
For a verbal description click here.
I have found in teaching amplifiers, common emitter as well as common cathode, that students often have trouble grasping the concept of increasing current resulting in decreased voltage. This in spite of demonstrations and laboratory experiments. Let's try using a bungee jumper as an analogy.
Figure 4A.3 Bungee Jumper Suspended From a Bridge.
For a verbal description click here.
Now remember that the current in a tube is in phase with the grid voltage. As the grid voltage moves up, so does the current. As the above analogy shows the plate voltage is out of phase with the plate current. And that is why a common cathode amplifier inverts the signal.
An amplifier uses the principle shown in the animation above to increase the voltage of an AC signal. Although the voltmeters in the animation are shown deflecting by the same amount, the voltage in the plate circuit is actually much larger than the voltage in the grid circuit. This is what is meant by amplification.
The tube in the animation is biased by a battery in the grid circuit.*
* In the early days of tubes they were mainly used in radio receivers. Three different batteries were required to power up a radio. These were designated A, B, and C. The A battery lit up the filament, the B battery supplied the plates of the tubes with positive voltage and the C battery supplied the grids of the tubes with negative bias. While A is no longer used as a symbol for the filament or heater supply, (except in portable radios), the terms B and C are still very much with us as will be seen later in this chapter.Figure 4A.4 shows a schematic diagram of a common cathode triode amplifier.
Figure 4A.4 A cathode biased resistance coupled amplifier stage.
For a verbal description click here.
The circuit above is a practical amplifier stage. The B battery is not shown but it is replace by a connection symbol labeled Ebb. The C battery appears to be completely missing but instead of battery bias the tube uses what is often called self bias or cathode bias.Cathode Bias.
Instead of the bias being supplied by an external battery it is developed in the cathode circuit of the tube or to think of it another way by the tube itself.Let's assume that a tube needs the grid to be at -2 volts. That means that the cathode is at zero volts and the grid is at -2 volts. Now suppose we add 2 volts to both values. The grid voltage becomes 0 volts and the cathode voltage becomes +2 volts. The grid is still -2 volts away from the cathode which is required. Think about it. Let your left hand be the grid voltage and your right hand be the cathode voltage. Place your right hand even with the table top at the edge (zero inches) and your left hand 2 inches below your right (-2 inches). Your left hand is below your right hand. Now move both hands up 2 inches. Your left hand is now even with the top of the table (zero inches) and your right hand is 2 inches above it (+2 inches). Your left hand is still 2 inches below your right hand.
To place the cathode of a triode a small number of volts positive you place a resistor in the cathode circuit as shown in Figure 4A.4.
The notation used in this figure is consistent with the resistance coupled amplifier charts found in all tube manuals. Rc is the grid resistor, why not Rg? It's a throw back to the C battery which once supplied the grid bias in early radios. RK and CK are the cathode resistor and capacitor. Yes, they knew that cathode begins with a C but C was already used. Rb is the plate resistor, another throw back to the B battery. CC is the coupling capacitor and Rcf is the grid resistor of the following tube. The plate supply voltage is labeled Ebb. Why Ebb instead of B+? In formal electrical engineering writing the voltage on a tube element is notated as Eb for the plate and Ec for the grid. There is always a resistor between the supply voltage and the element. The supply voltage is distinguished from the voltage on the element by doubling the letter. For example, Ebb, and Ecc just the way it is done in transistors. Hmmm, wasn't it the other way around?
The positive voltage on the cathode is developed by the cathode current flowing through the cathode resistor. The tube, RK, and Rb constitute a simple series circuit. The grid does not take or give any appreciable current.
The capacitor in the cathode circuit is to keep the DC voltage constant. Without this cap the voltage can vary and reduce the gain of the amplifier. This gain reduction is accompanied by a reduction of distortion so in hi-fi circuits the cap is often omitted. More about this later.
Triode Characteristics and Parameters.
The behavior of tubes is described in two ways. One is by a graph of voltages versus currents and the other is by three numerical values called plate resistance, transconductance, and amplification factor. A graph of plate characteristics for a 6SL7 is shown in Figure 4A.4 below.
Figure 4A.5 Plate Characteristics of a 6SL7.
For a verbal description click here.
In section 4A.3 we will learn how to use the tube parameters to calculate gain without using the graph. Although we are about to pick parameter values off the graph these parameter values can be looked up in a tube manual. The purpose of picking them from the graph is to illustrate how they are defined.
μ = (328 - 400 v) / (-3 - [-4] v) = -72.
Gm = (3.7 - 2.12 mA) / (-3 - [-4]) = 1,580 micro mhos.
Parameter values are highly dependant on the operating point, plate voltage and current. If we had picked off values from lower down on the graph, say 0.5 mA, the parameters would have been quite far from the stated tube manual values. For use in calculations the most accurate parameter values can be obtained by picking them off the graph at the actual operating point.
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If your screen is set to less than 1280 by 1024 this graph will overflow your screen. Most of the action is in the lower left corner so you shouldn't need to use your scroll bars very much.
Figure 4A.6 Plate Characteristics with Graphical Solution.
For a verbal description click here.
Lower right end of DC load line = Ebb (4A.5)
Upper left end of DC load line = Ebb / Rb (4A.6)
Ignore the vertical red line and the magenta line that intersects with it. These are used in a later section.
With a 100 k ohm resistor in the plate circuit the tube can operate anywhere along the load line. For example, if we set the plate current to 1.5 mA the plate voltage, across the tube not the resistor, is 105 volts. If we set the plate current to 1 mA the voltage will be 153 volts. If we set the plate current to 0.5 mA the voltage will be 200 volts. If we were to use fixed bias on the tube we could operate it anywhere we wanted to on the load line but never off of it.
I did not precook this example. I did the numbers and let the chips fall where they may. I too am amazed at how close things came out. The RCAC data comes from laboratory measurements not graphical analysis.
There is no way to reliably evaluate distortion using the graphical method. It is possible to get a feel for it. Between Ec = 0 and -1 the plate voltage changes by 40 volts, between -1 and -2 40 volts, between -2 and -3 31 volts, and between -3 and -4 21 volts. We might be better off to operate the tube at higher current and lower voltage. We must not bias the grid so close to zero that it is driven positive. This will cause the operating point to shift on strong signals and there will be an audible recovery time after the peak.
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Figure 4A.7 Small Signal Model of a Triode.
For a verbal description click here.
As the figure above shows the model consists of a voltage source in series with a resistor. The resistor is symbolized with a lower case r because it is not a real resistor but a part of the model. The Greek letter μ stands for the amplification factor and rp for the plate resistance. These values can be looked up in a tube manual.
If we combine the two parallel resistors Rb and Rcf into one and call it Rbc we can write some equations. The current in the circuit is,
Rbc = Rb Rcf / (Rb + Rcf) = ( 220 k x 470 k ) / ( 220 k + 470 k ) = 150 k ohms.
Now we calculate the gain.
Av = -μ Rbc / ( rp + Rbc ) = -100 x 150 k / ( 80 k + 150 k ) = -65.2
12AT7, Amplification Factor = 60, Plate Resistance = 10900
Av = -μ Rb / ( rp + Rb )
For the 12AT7 it is,
Av = 60 x 5000 / ( 10900 + 5000 ) = -18.9
For the 12AU7 Av = -6.69
The 12AV7 comes in first with -20.9 and the 12AT7 is runner-up at -18.9. Notice that the 12AX7 with its impressive amplification factor of 100 comes in last at -5.88. A high amplification factor may not guarantee a high gain amplifier.
Figure 4A-8 A resistance coupled amplifier
For a verbal description click here.
Figure 4A-9 Equivalent Circuit of Resistance Coupled
For a verbal description click here.
We write the equation for the input loop up across the Vin generator, not shown, from G to K and back to ground across the cathode resistor.
Av = μ Rbc / (rp + Rbc + Rk [μ + 1])
Remembering from Example 4A.1 the parallel combination of Rb and Rcf = 150 k ohms and substituting all values gives,
Av = 100 150 k / (80 k + 150 k + 3300 x 101 ) = 26.6
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Figure 4A.10 Sample page from Sylvania Resistance Coupled Amplifier Chart.
No verbal description is available for this chart.
The only part that may need explaining is the zero bias section on the right.
The grid wires are thin and very few electrons strike them but there are billions of them passing by so even a small percentage is still a very large number. Electrons that strike the grid stick to it and give it a negative charge. If the grid resistor is made very large, say 10 meg ohms, the voltage on the grid will be almost a volt. Now, if the tube has been designed so this voltage is the optimum grid voltage, and some have been, the parts count of the amplifier stage can be reduced by two. A zero biased amplifier is shown in Figure 4 below.
Figure 4A.11 A zero biased resistance coupled amplifier stage.
For a verbal description click here.
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Figure 4A.12 Illustration of the Miller Effect.
For a verbal description click here.
The effective input capacitance of a triode amplifier is given by,
Cinp = 1.6 pf + 66.2 x 1.7 pf = 114 pf.
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The output impedance may be as low as 100 ohms. This makes it very useful when a high resistance source needs to drive a low resistance load.
The cathode follower has a voltage gain of slightly less than unity but it does have current gain which means it qualifies as an amplifier because it increases the power of the input signal. A simple cathode follower is shown in Figure 4A.13.
Figure 4A.13 Simple Cathode Follower.
For a verbal description click here.
Figure 4A.14 Equivalent Circuit of a Cathode Follower.
For a verbal description click here.
Av = (Rk μ) / (Rk[μ + 1] + rp)
(a). Av = (100 k ohms x 100) / (100 k ohms x 101 + 80 k ohms) = 0.982
(b>. 0.917
(c). 0.552
6CG7/6SN7, Amplification Factor = 20, Plate Resistance = 7,700 ohms.
6CG7/6SN7
Av = 176.6 x 20 / (176.6 x 21 + 7700 = 0.3096
12AT7, Av = 0.4889
12AU7, Av = 0.2760
12AV7, Av = 0.5926
12AX7, Av = 0.1805
The 12AV7 gives the highest gain.
Figure 4A.15 Equivalent Circuit for Output Impedance.
For a verbal description click here.
6CG7/6SN7, Amplification Factor = 20, Plate Resistance = 7,700 ohms.
RO = rp / (&mu + 1) = 7700 / 21 = 366.7 ohms.
12AT7, RO = 178.7 ohms.
12AU7, RO = 427.8 ohms.
12AV7, RO = 114.3 ohms.
12AX7, RO = 792.1 ohms.
Looks like the 12AV7 wins again.
Figure 4A.6 is repeated here so you won't have to scroll up to see it. This time look at the other set of lines.
Figure 4A.16 Plate Characteristics with Graphical Solution.
For a verbal description click here.
(a) Av = (Rk μ) / (Rk[μ + 1] + rp)
Av = 1500 x 70 / (1500 x 71 + 44000) = 0.698
(b) RO = rp / (μ + 1) = 44000 / 71 = 620 ohms.
We must now find the parallel combination of Ro with RK.
R = 620 x 1500 / (620 + 1500) = 439 ohms.
Figure 4A.17 Two Modified Cathode Follower Circuits.
For a verbal description click here.
To design it, use the voltage divider equation to select the values of R1 and R2 to set the voltage at the grid. The cathode will be at most 3 volts higher. The value of the cathode resistor may then be calculated based on the desired cathode current. The voltage at the grid may be as high as half of Ebb.
Every tube has a maximum grid resistance stated in the tube manual. The parallel combination of R1 and R2 MUST NOT exceed this value.
Capacitor C1 is an absolute must because there is a DC level at the grid which must not be altered by anything that may be connected to the input.
The circuit of (b) is standard and is known as the modified cathode follower. The two resistors in the cathode bias the grid positive and allow the cathode to be at a much higher potential to permit a larger voltage swing.
When a graphical solution is performed the value of RK1 is used to draw the bias line. The value of RK2 may be what ever is needed to drop the desired cathode voltage up to ½ of Ebb. When doing a graphical solution remember to subtract the voltage drop across RK2 from Ebb and use this number to place the vertical line on the graph. The horizontal axis is labeled "Plate Voltage" but it is actually the voltage between plate and cathode, not between plate and ground.
The major advantage of (b) over (a) is the increased input resistance. R1 has an effective resistance much larger than it actually is because the lower end is connected to a point that is at an AC potential that is in phase with the input signal and just a little smaller. If we assume the voltage at the junction of the three resistors is 0.9 of what is at the input, if the input voltage has a peak value of 1 volt the other end of the resistor has a peak value of 0.9 volts and the voltage drop across the resistor is 0.1 volts. That makes the effective resistance of R1 10 times the actual value of the resistor.
(a) AV = Rk μ / (Rk[μ + 1] + rp
AV = 110 k x 100 / (110 k x 101 + 80 k) = 0.983
(b) Output resistance of the tube alone is,
Ro = rp / (μ + 1) = 792 ohms.
The true output impedance is this value in parallel with 110 k ohms which is 786 ohms.
(c) We must use (4A.11.2) to calculate the value of Reff, the effective resistance of R1. The question is what value to use for A. We must use the gain between the input and the junction of the three resistors. This is,
A = Av RK2 / (RK1 + RK2) = 0.983 x 100 k / (10 k + 100 k) = 0.894.
The effective resistance of R1 is,
Reff = R1 / (1 - A) = 470 k / (1 - 0.894) = 4.43 Meg ohms.
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The term "grounded" doesn't necessarily mean DC ground although that is the case in many radio frequency power amplifiers. In the next section we will see an RF amplifier in which the grid is at AC ground but a high positive potential. Here is the circuit of a simple resistance coupled grounded grid amplifier.
Many draftsmen will draw the tube with the plate on the right and the cathode on the left. The grid connection point is brought out the bottom and right to ground. I have shown the tube upright because that is the way you are accustomed to seeing it.
Figure 4A.18 Schematic of Grounded Grid Amplifier.
For a verbal description click here.
Figure 4A.19 Equivalent Circuit of Grounded Grid Amplifier.
For a verbal description click here.
To derive the gain we write the loop equations as follows.
Vin - μ Vgk - Ib rp - Ib Rb = 0 (4A.27)
Av = Rb (μ + 1) / (rp + Rb)
Av = 100 k x 101 / (80 k + 100 k) = 56.1
(b) Rin = (rp + Rb) / (μ + 1) = 180 k / 101 = 1.78 k ohms.
The input impedance is this resistance, presented by the tube alone, in parallel with the cathode resistor.
Zo = Ro RK / (Ro + RK = 1.78 k x 1.8 k / (1.78 k + 1.8 k) = 895 ohms.
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The very first stage of a VHF TV receiver or FM receiver must amplify the small signal and add as little noise as possible. The emission and travel of electrons in the tube is a random process and randomness is noise. Pentodes give superior performance at RF because they have inherently higher gain and the screen grid acts as an electrostatic shield between the control grid and plate to keep down oscillation. But those two extra grids give the electrons more opportunities to run into something and produce more random noise. It would be real nice if we could have a tube as quiet as the triode, and with the gain and high input impedance of a pentode.
Enter stage left the cascode amplifier.
Figure 4A.20 Schematic of Cascode Amplifier.
For a verbal description click here.
Cascode amplifiers are constructed using duo triodes such as the 12AT7 which was designed for use in the tuners of early TV sets. The two sections are closely matched and they are in series for DC so the quiescent plate currents will be equal. The resistor network consisting of R1 and R2 is set so the voltages across each triode are equal. This means that μ1 = μ2 and rp1 = rp2.
Figure 4A.21 Equivalent Circuit of Cascode Amplifier.
For a verbal description click here.
-mu Vgk1 - Ib rp - μ (mu Vgk1 + Ib rp) - Ib rp - Ib Rb = 0 (4A.37)
Ib = Vo / Rb (4A.40)
-Vin (μ [μ + 1]) = Vo / Rb (rp [μ + 2] + Rb) (4A.41)
Av = -Rb (μ [μ + 1]) / (rp [μ + 2] + Rb)
Av = -150 k x 100 x 101 / (80 k x 102 + 150 k) = -182
Figure 4A.22 Comparison of Cascode with Pentode Amplifier.
For a verbal description click here.
The pentode design was taken intact from the resistance coupled amplifier chart. The capacitors were computed for a 1 cycle per second corner frequency.
The design of the cascode began with the RCAC data. The 12AX7 data for Ebb = 250 volts and the plate and cathode resistors shown gives 128 volts as the quiescent plate voltage. Subtract the approximate 1 volt drop across the cathode resistor and we are real close to half of the Ebb across the tube and half across the plate resistor. With a cascode we make that 1/3 across each tube and 1/3 across the plate resistor and increase the Ebb to 375 volts. Then we calculate the voltage divider in the grid of the top triode to place 1/3 of the supply voltage on the grid. A similar design could be worked out for 250 volts using plate characteristics or a breadboard.
The difference between the gain of the pentode and the cascode only amounts to 1.6 dB. Distortion in the 6AU6 is, by the chart, 1.1% at 25 volts output. The cascode might be a viable solution when high gain and low noise are needed, provided you don't need a lot of output. The measured gain is 200 and here are the distortion figures.
A cascode is not usable for a high gain high output amplifier. It should have lower noise than a pentode but I don't have time to build a fully shielded version of it to accurately measure the noise output. If one is working close to the noise floor obviously one is not going to be operating at a high level of output so in this application distortion should not be an issue. Noise shouldn't be an issue until the input voltage gets under 1 millivolt. At that level the output voltage would be 200 millivolts and the distortion would likely be unmeasurable.
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(b) There are two approaches to this problem. One is the estimation method and the other is the limits method. The estimation method goes this way. 265 volts is approximately half way between the -3 and -4 curves. So lets try -3.5 volts and see what happens. The current corresponding to 265 volts is about 0.62 mA. The trial Rk is then,
Rk = 3.5 v / 0.62 ma = 5,645 ohms.
The closest standard value is 5.6 k ohms. Then we check this with a bias line for 5.6 k ohms.
3 / 5.6 k = 0.536 mA
We mark these values on the -3 and -4 grid voltage lines and connect them with a line. Where the bias line and the DC load line cross is the Q-point of the tube. It is always a good idea to check the adjacent values of 4.7 k and 6.8 k.
The limits method goes this way. The desired operating point is between -3 and -4 grid voltage. So we check the cathode resistor where the load line crosses these grid voltage lines.
Rk-min = 3 v / 0.74 mA = 4054 ohms, and
There are 3 10% standard values between these limits. They are, 4.7 k, 5.6 k, and 6.8 k ohms. It is always a good idea to try all three just to be sure. The correct resistor is 5.6 k ohms.
(c) As has been worked in an example, the parallel combination of 220 k ohms and 470 k ohms is 150 k ohms. The current where the DC load line crosses the bias line for 5.6 k ohms is 0.63 mA.
Lower right end of AC load line = EbQn + IbQ x AC load.
Anchor the lower right end at 358 volts and rotate the line until it passes through the point where the DC load line and bias lines cross. Stretch it as far as you can and draw the line. Note. I did these lines on a computer screen. I had to have the image zoomed in pretty far to read the graph. The length of the AC load line was limited by the zoomed area of the graph.
(d) The gain along the AC load line for grid voltages from -3 to -4 volts is 47.
Figure 4A.23 Graphical solution to problem 1.
For a verbal description click here.
Self bias. Ebb = 250 V, Rb = 470 k ohms, Rk = 4.7 k ohms, Esig = 0.1 v, Gain = 52.5, and %Dist = 0.5.
Zero bias. Ebb = 250 V, Rb = 470 k ohms, Rk = 0, Esig = 0.1 v, Gain = 52.5, and %Dist = 0.4.
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This page copyright © Max Robinson. All rights reserved.
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4A.2 Triode Amplifier Graphical Analysis, Load Line.
Some find graphical analysis to be too tedious for their taste. However, if curves are available, it is the most accurate method of predicting the DC operating point and AC gain of a resistance coupled amplifier.*
* The resistance coupled amplifier charts which we will cover in 4A.4 are much easier and just as accurate but they are restricted to one or two values of plate voltage and a few values of resistance. Graphical analysis can give accurate results over a wide range of plate supply voltages and load resistances.
The set of curves for the 6SL7 in figure 4A.6 show a complete graphical analysis. Resistance values were taken from the often mentioned resistance coupled amplifier charts to provide a standard of comparison. The data from the RCAC are tabulated along with the results of the graphical analysis at the end of this section.
DC Load Line.
Bias Line.
If the tube is self biased, that is if a resistor is placed in the cathode, we would like to know where the tube will operate. We can do that by placing a bias line on the graph. Say we are using a 1.8 k ohm resistor in the cathode. If we placed 1 volt across the 1.8 k ohm resistor the current would be 0.555 mA. We mark this point on the -1 volt grid voltage curve. Now if we placed 2 volts across the 1.8 k ohm resistor the current would be 1.111 mA. We mark this point on the -2 volt grid voltage line and then connect the two points with a magenta line. Where the bias line crosses the load line is where the tube will operate. This is in remarkable agreement with the data from the RCAC. The operating point is often called the quiescent point or for short, the Q-point.
AC Load Line.
There is one more line on the graph to be explained. It is the green line which is an AC load line. The signal on the plate of the tube is of no use to us if we can't get it off and do something with it such as send it to the grid of another tube. That next tube will, and must, have a resistor from its grid to ground. A capacitor couples the signal from the plate of our tube to the next one. Assume the resistor in the grid of the next tube is 270 k ohms. The AC load on the tube is not 100 k ohms but the parallel combination of 100 k ohms and 270 k ohms which is 72.97 k ohms. We must place another line on the graph that has a slope of 1/72,970. That can be a little tricky. We start by finding the lower right end of the line.
Voltage Gain.
The gain is the change in plate voltage divided by the change in grid voltage along the AC load line. The Q-point is between the -1 and -2 volt grid voltage lines so we might as well use these. At -1 volt the plate voltage is 130 volts. At -2 volts the plate voltage is 170 volts. The gain is (170 - 130) / (-2 - [-1]) = -40.
Description
Symbol
Value
From
RCAC
Value
From
Graphic
Solution
Plate
Supply
Voltage
Ebb
250 Volts
--
Plate
Load
Resistor
Rb
100 k ohms
--
Following
Stage Grid
Resistor
Rcf
270 k ohms
--
Cathode
Resistor
Rk
1.8 k ohm
--
Plate
Current
Ib
0.917 mA
0.93 mA
Grid Bias
Voltage
Ec
-1.65 volts
-1.68 volts
Plate
Voltage
Eb
158.3 volts
157 volts
Voltage
Gain
AV
40.0
40
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4A.3 Triode Amplifier Small Signal Analysis.
The small signal calculations are based on the small signal model of a vacuum tube. The triode small signal model is shown in Figure 5 below.
Example 4A.1.
A 12AX7 has a plate load resistor, Rb, of 220 k ohms and the grid resistor of the following stage, Rcf, is 470 k ohms. Tube manual data on the 12AX7 gives Amplification factor = 100 and plate resistance = 80 k ohms. What is the gain of this 12AX7 amplifier
Solution:
First we calculate Rbc.
Example 4A.2.
A triode tube is to be used as a single ended low power amplifier. The output transformer has a primary impedance of 5000 ohms. Think of Rb being 5 k ohms and Rcf as not present. Which of the following tubes will give the greatest voltage gain?
12AU7, Amplification Factor = 17, Plate Resistance = 7700
12AV7, Amplification Factor = 41, Plate Resistance = 4800
12AX7, Amplification Factor = 100, Plate Resistance = 80000
Solution:
The gain for each is given by,
For the 12AV7 Av = -20.9
for the 12AX7 Av = -5.88
Removing the Cathode Bypass Capacitor.
If the cathode bypass capacitor is left out of the circuit, as shown in Figure 6 below, several things about the amplifier will change. The two most important are a reduction of gain and a reduction of distortion. The former is not good by itself but the latter is so good that it is worth the lost gain.
stage with unbypassed cathode resistor.
Amplifier Stage with Unbypassed Cathode Resistor.
Example 4A.3.
A 12AX7 which is without a cathode bypass capacitor has a plate load resistor, Rb, of 220 k ohms, a cathode resistor, Rk, of 3300 ohms, and the grid resistor of the following stage, Rcf, is 470 k ohms. Tube manual data on the 12AX7 gives Amplification factor = 100 and plate resistance = 80 k ohms. What is the gain of this 12AX7 amplifier
Solution:
Without a cathode bypass capacitor the gain is given by,
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4A.4 Resistance Coupled Amplifier Charts.
Probably the easiest way to design a resistance coupled amplifier is to use the resistance coupled amplifier charts found in most tube manuals. If you don't have one you can pick one up on eBay. At any given time there are several for sail and they usually don't cost an arm and a leg. Don't go for one from the 20s, 30s, 40s, or even the 50s. They might leave you a few limbs short. Manuals from the 1960s are usually available and go for $10 to $30. The values found in these charts have been arrived at experimentally rather than by calculation. When it comes to tubes that's often the best way.
Zero Bias.
An amplifier stage in which the cathode is grounded and there is no external source of bias is called a zero bias amplifier. The bias isn't really zero because the action of the tube will develop a small amount of bias. This is sometimes called contact bias because it is generated by electrons coming in contact with the grid.
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4A.5 The Miller Effect.
Anytime any where you have two conductors separated by an insulator you have capacitance. The plate and grid in a triode tube have capacitance between them. Because the tube inverts the signal the capacitance appears to be much bigger than it actually is. Lets explain it with resistors first. In Figure 1a an AC generator is driving a single resistor. In Figure 1b There is another generator in the circuit that always does the opposite of the one on the left but 50 times greater.
Example 4A.4
In example 4A.1 we calculated the gain of a 12AX7 amplifier to be 65.2. The tube manual gives the input capacitance of the 12AX7 to be 1.6 pf and grid to plate as 1.7 pf. What is the effective input capacitance of this amplifier.
Solution.
Cinp = Cin + Cgp ( Av + 1 )
The Miller Effect is some what of a problem even at audio frequencies. The reactance of 114 pf at 10 kc is 140 k ohms. The effective output resistance of the 12AX7 amplifier we have been working with is the parallel combination of the tubes plate resistance, the plate resistor, and the following grid resistor. That works out to 52 k ohms. The upper 3 dB frequency is where Xc = R. If this tube stage were followed by an identical one the cutoff frequency would be f = 1 / (2 π R C ) = 1 / (2 π 52 k 114 pf ) = 26.8 kc. The response would be 1 dB down at approximately half of this frequency. The miller effect can become even more important at radio frequencies.
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4A.6 Cathode Follower.
The cathode follower has a number of properties that make it useful in electronics. It can have an input resistance in excess of 10 Meg ohms and an input capacitance of less than 2 pf contributed by the tube. Wiring capacitance will likely be about 5 pf.
Voltage Gain.
Figure 4A.14 shows the equivalent circuit using the triode model. DC voltages and coupling capacitors are not shown in models so the plate is shown as being grounded.
Example 4A.5.
Calculate the gain of a cathode follower with AC loads of, (a) 100 k ohms, (b) 10 k ohms, and (c) 1 k ohm. The tube is a 12AX7 which has a plate resistance of 80 k ohms and an amplification factor of 100.
Solution:
We use equation 4A.20.
Example 4A.6.
Which one of the tubes listed below would give the best gain in a cathode follower where RK is 1510 ohms and the load after the capacitor is 200 ohms?
12AT7, Amplification Factor = 60, Plate Resistance = 10,900 ohms.
12AU7, Amplification Factor = 17, Plate Resistance = 7,700 ohms.
12AV7, Amplification Factor = 41, Plate Resistance = 4,800 ohms.
12AX7, Amplification Factor = 100, Plate Resistance = 80,000 ohms.
Solution:
Calculating Rk = 1510 x 200 / (1510 + 200) = 176.6 ohms.
Output impedance.
In order to find the output impedance we replace the cathode resistor with a voltage generator as shown in Figure 4A.15. This could be done in the laboratory if it is done a little differently.
Example 4A.7.
Which of the 5 tubes listed below has the lowest output impedance?
12AT7, Amplification Factor = 60, Plate Resistance = 10,900 ohms.
12AU7, Amplification Factor = 17, Plate Resistance = 7,700 ohms.
12AV7, Amplification Factor = 41, Plate Resistance = 4,800 ohms.
12AX7, Amplification Factor = 100, Plate Resistance = 80,000 ohms.
Solution:
6CG7/6SN7 RO.
Operating Point.
Plate characteristic curves can be used to determine the Q-point of a cathode follower the same as for a common cathode amplifier. Because the plate connects directly to Ebb the load line goes straight up and down at the value of the voltage
Taking the Cathode Resistor Into Account.
In example 4A.7 we calculated the effective output resistance at the cathode is if there were nothing else connected there. Obviously there is a resistor from the cathode to ground. This resistor is in parallel with the resistance presented by the tube. When calculating the output resistance of a cathode follower the cathode resistor may or may not be significant. Let's do an example where it is.
Example 4A.8.
For a 6SL7 calculate the (a) gain and (b) output resistance if a 1500 ohm resistor is used in the cathode. The amplification factor is 70, and the plate resistance is 44000 ohms.
Solution:
Practical Cathode Followers.
The circuit of Figure 4A.13 works but it can be of limited usefulness. The problem is its signal handling capability. The voltage at the cathode may be only one or two volts and the output voltage cannot go negative by anymore than this voltage. The voltage at the cathode can't go negative. This can be gotten around by using one of two circuits.
Example 4A.9.
A cathode follower uses a 12AX7 which has an amplification factor of 100 and a plate resistance of 80 k ohms. The resistor values are as follows. Rk1 = 10 k ohms, RK2 = 100 k ohms, and R1 = 470 k ohms. What are, (a) the voltage gain, (b) the output impedance, and (c) the input impedance.
Solution:
We must use the sum of RK1 and RK2 for Rk in equation 4A.20.
A maximum grid circuit resistance could not be found for this tube but it is usually 2 Meg ohms for small signal triodes. This means that a maximum input impedance of 18.9 Meg ohms could be obtained with this circuit. Using this latter value a corner frequency of 1 cycle per second could be obtained with a capacitor of 0.00844 uf as C1.
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4A.7 Grounded Grid Amplifier.
The first impulse would be to say that grounded grid amplifiers are never used in audio circuits. Nothing could be further from the truth. Negative feedback is often injected at the cathode of a stage making it a compound amplifier, both common cathode and grounded grid. Another use is in the long tail pair phase inverter where the signal from the cathode of the left hand tube drives the cathode of the right hand tube which really is in grounded grid mode.
Example 4A.10.
A grounded grid amplifier like that of Figure 4A.18 uses a 12AX7 and has an 1800 ohm resistor in the cathode and a 100 k ohm resistor in the plate. The parameters for the 12AX7 are, μ = 100, and rp = 80 k ohms. What are, (a) the voltage gain, and (b) the input impedance?
Solution:
(a) Calculating the voltage gain,
The grounded grid amplifier is not used in audio as a stand alone stage. As described above it is hidden in other stages. Where GG amps are found is in RF amplifiers. At radio frequencies the plate to grid capacitance of a triode is enough to cause it to oscillate. The capacitance feeds enough of the plate signal back to the grid to sustain oscillation. Obviously, this is undesirable in an amplifier. The grounded grid acts as an electrostatic shield between the input and output to prevent oscillation. In addition to that the cathode presents a low input impedance and it is not as susceptible to signals being induced as the high impedance grid.
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4A.8 Cascode Amplifier.
The cascode amplifier is never used in audio circuits. I don't know why, maybe no one ever thought of doing it. It gives about as much gain as a pentode with about the same component count. I guess the idea of using two triodes for what would be one stage is just not appealing to audio amplifier designers.
Example 4A.11.
Calculate the gain of a resistance coupled cascode amplifier using a 12AX7 with a 220 k ohm plate resistor and a 470 k ohm resistor in the grid of the following stage. For the 12AX7, μ = 100, and rp = 80 k ohms.
Solution:
Referring back to Example 4A.1 the value of Rbc is 150 k ohms. This is the value to be used for Rb in equation 4A.42.
Cascode Versus Pentode in Audio Service.
Vo
Distortion
25
8.3%
10
2.8%
2
0.56%
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4A.9 Problems.
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4A.10 Answers to problems.
4 / 5.6 k = 0.715 mA
Rk-max = 4 v / 0.51 mA = 7843 ohms.
Lower right end of AC load line = 264 v + 0.63 mA x 150 k ohms = 358 Volts.
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